Compliance Manager

Description

• To monitor and provide assurance on the adherence to compliance practices in client facing departments to ensure compliance risks are managed and reported across the NNH Group

Duties

• Monitor and conduct compliance risk monitoring and testing activities and determine the state of compliance in client facing departments to ensure that the NNH Group compliance program is effective
• Ensure compliance requirements are adhered to, and adequate compliance risk management practices implemented
• Execute the annual compliance risk-based program
• Provide input, review and ensure accurate reporting and articulation of compliance
• Provide guidance in the completion of compliance risk monitoring programs
• Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection
• Maintain relationships with both external & internal and relevant key stakeholders/or vendor relationships by establishing partnerships in managing compliance risks
• Engage with stakeholders formally through determining scope of work, understanding and identifying client and business needs
• Develop collaborative relationship with the Compliance Institute of South Africa (CISA)
• Promote and sustain a culture of compliance risk management discipline, anticipation, and risk appetite-based compliance
• Embed ESG practices into business activities and support it with appropriate training and awareness
• Keep abreast of developments in field of expertise, including legislation and other industry changes that impact the NNH compliance business
• Assist to develop and operationalize the Compliance, Ethics and ESG strategy within the NNH Group
• Embed a culture of consciousness and transparency for compliance

Requisites:

• Essential Qualifications - NQF Level:
• Relevant Bachelor’s Degree
• Post Graduate Diploma in Risk Management and or a Certificate in Compliance or Governance
• Risk and Compliance will be an added advantage
• Matric / Grade 12 / National Senior Certificate
• Advanced Diplomas/National 1st Degrees
• Education Requirements:
• Bachelor’s degree in business, Commerce or Finance
• Experience Requirements:
• The applicant must have 5 – 8 year’s experience in risk management of which 3 years in a compliance related role
• The applicant must be knowledgeable of and experienced in the application of legislation applicable to Banks
• Relevant regulatory knowledge
• Knowledge of the Bank’s policies and procedures will be an advantage
• Namibian citizenship.
• Abilities Requirements:
• Driving Execution
• Business Acumen
• Quality Orientation
• Strong decision making, influencing and problem-solving skills
• Excellent communication & interpersonal skills
• Report & Business writing skills
• Building trusting relationships
• Ability to work independently, accurately and under pressure
• Technical / Professional Knowledge:
• Business administration and management
• Business terms and definitions
• Change management
• Financial Accounting Principles
• Governance, Risk and Controls
• Principles of project management
• Relevant Nedbank product knowledge
• Relevant regulatory knowledge
• Talent management
• Management information and reporting principles, tools and mechanisms

Notes

• Only shortlisted applicants will be contacted